| 18-04321 | 08/13/2019 | Claimant(s): Eric Veve
Claimant Lawyers(s): Michael Bessette
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
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| 17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini
Claimant Lawyers(s): Brittany Weiner
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett
Hearing Site: Denver, CO
| | |
| 17-00336 | 07/19/2018 | Claimant(s): Thomas Wolf
Claimant Lawyers(s): Glenn W. Merrick
Respondent(s): Omega Wireless
Respondent Lawyers(s): Timothy R. Beyer
Arbitrator(s): William F. Skewes, Patricia M. Bottoms, Tina Alison Davis
Hearing Site: Denver, CO
|  | $0 |
| 16-03108 | 04/18/2018 | Claimant(s): Derek Eichenwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 13-03266 | 07/18/2016 | Claimant(s): Luther Furlow
Claimant Lawyers(s): Luther C. Furlow
Respondent(s): Andre LaBarbera, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Andre Vincent LaBarbera, Dan A. Druz
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 15-01157 | 02/11/2016 | Claimant(s): Edward Pellegrini
Claimant Lawyers(s): Edward Aaron Pellegrini
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 14-00830 | 03/16/2015 | Claimant(s): Brian Gurinsky
Claimant Lawyers(s): Paul Vorndran
Respondent(s): Pershing LLC, Shareholders Service Group.
Respondent Lawyers(s): Daniel F. Shea, Jeffrey S. Kob
Arbitrator(s): William F. Skewes, Steven Meyrich, Stephen Kirk Ingebretsen
Hearing Site: Denver, CO
| | $0 |
| 13-02651 | 07/10/2014 | Claimant(s): Thomas Joyce
Claimant Lawyers(s): Thomas P. Joyce
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Stearnes
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 12-03491 | 03/20/2014 | Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
| | $0 |
| 11-01138 | 12/12/2012 | Claimant(s): William Mulvey
Claimant Lawyers(s): William James Mulvey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Helen E. Tuttle
Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic
Hearing Site: Salt Lake City, UT
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