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FINRA Awards for Patricia M. Bottoms

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0239311/07/2022Claimant(s): Jerry Mathew
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek
Hearing Site: Denver, CO
17-0033607/19/2018Claimant(s): Thomas Wolf
Claimant Lawyers(s): Glenn W. Merrick
Respondent(s): Omega Wireless
Respondent Lawyers(s): Timothy R. Beyer
Arbitrator(s): William F. Skewes, Patricia M. Bottoms, Tina Alison Davis
Hearing Site: Denver, CO
Checkmark Icon$0
17-0125206/05/2018Claimant(s): John Borne
Claimant Lawyers(s): Israel Klein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Patricia M. Bottoms, Leonard Arthur Nelson, Leonard M. Goldstein
Hearing Site: Denver, CO
10-0578601/14/2013Claimant(s): Charles Heckert, Janice Heckert, Heckert Contruction Co.
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee
Arbitrator(s): Patricia M. Bottoms, John R. Loss, Michael Braude
Hearing Site: Kansas City, MO
Checkmark IconExpungement

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