23-03097 | 11/26/2024 | Claimant(s): Lisa Lighthipe-Hinz Claimant Lawyers(s): Benjamin J. Biard Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Ashley Lucile Belleau, Keely D. Parr, Daniel James Kortum Hearing Site: Los Angeles, CA
| | |
23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | |
23-02267 | 06/17/2024 | Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): J.P. Morgan Securities LLC Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Joseph Benalt, Nanci Sondra Landy, George H Tucker Hearing Site: Boca Raton, FL
| | |
23-01365 | 01/18/2024 | Claimant(s): Michelle Anthony Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young, Neal S. Robb Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ
| | |
21-02393 | 11/07/2022 | Claimant(s): Jerry Mathew Claimant Lawyers(s): Matthew B. Henneman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek Hearing Site: Denver, CO
| | |
21-01701 | 06/27/2022 | Claimant(s): Chiaki Kumazawa Claimant Lawyers(s): Samuel Edwards Respondent(s): Bancwest Investment Services. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert M Stein, Daniel M. Yamshon, Paul E. Dahlman Hearing Site: Anchorage, AK
| | Dismissed by Rule 12206 |
21-02334 | 04/08/2022 | Claimant(s): Vu Nguyen Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
| | |
21-01440 | 03/23/2022 | Claimant(s): Justin Hoyt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Neal S. Robb Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
| | |
21-01308 | 02/10/2022 | Claimant(s): Shannon Freeland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors, J.P. Morgan Securities Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
| | |
21-01278 | 12/21/2021 | Claimant(s): Hajime Amaya Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Unionbanc Investment Services Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Herbert Liberman, Herb Schwartz, Peter H. Daly Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |