| 21-02788 | 10/20/2022 | Claimant(s): Taiko Wakasa
Claimant Lawyers(s): Samuel B Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): Robert E. Jenks, Erin Person, Marc David Wilde
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 21-02334 | 04/08/2022 | Claimant(s): Vu Nguyen
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services
Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
| | |
| 20-00598 | 01/14/2022 | Claimant(s): Austin Park
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Neil Katsuyama
Arbitrator(s): George Herman Frisch, Jean Chung, Ronald Grzywinski
Hearing Site: Los Angeles, CA
| | |
| 21-01278 | 12/21/2021 | Claimant(s): Hajime Amaya
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Herbert Liberman, Herb Schwartz, Peter H. Daly
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 18-00400 | 08/12/2019 | Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres
Claimant Lawyers(s): Benjamin Kwon
Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212(c) |
| 16-03487 | 01/03/2018 | Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G. Melkonian
Respondent(s): David Park, Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | $0 |
| 13-03003 | 08/28/2014 | Claimant(s): Susi Orlean Bahat Family Trust
Claimant Lawyers(s): Robert W. Shaffer
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04623 | 08/07/2014 | Claimant(s): Justin Miller
Claimant Lawyers(s): Marie Mirch
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Ralph A. Cotton, Bradley C. Mitchell, Carol Ann Jensen
Hearing Site: San Francisco, CA
| | |
| 13-03216 | 07/18/2014 | Claimant(s): Michael Abdou
Claimant Lawyers(s): Michael Abdou
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Christine Delaney
Arbitrator(s): Thomas Erique DuVoisin
Hearing Site: San Diego, CA
| | $175 |
| 12-03224 | 10/28/2013 | Claimant(s): Anoshiravan Afrasiabi
Claimant Lawyers(s): Peter F. Musielski
Respondent(s): Marvin Kang, Unionbanc Investment Services
Respondent Lawyers(s): David Tong
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | Expungement |
