| 20-01857 | 02/03/2022 | Claimant(s): Paul Coleman
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein, Michael a. Gross
Arbitrator(s): Robert M. Singer
Hearing Site: Hartford, CT
| | |
| 17-01381 | 10/25/2017 | Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Bhaskar Vyas, First Affiliated Securities
Respondent Lawyers(s): Bhaskar Chandrakant Vyas, Donna Bartlett
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
|  | $107,865 |
| 15-02886 | 09/12/2017 | Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Interfirst Capital Corporation
Respondent Lawyers(s): Dennis M. Holmgren
Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 11-04623 | 08/07/2014 | Claimant(s): Justin Miller
Claimant Lawyers(s): Marie Mirch
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Ralph A. Cotton, Bradley C. Mitchell, Carol Ann Jensen
Hearing Site: San Francisco, CA
| | |
| 12-03374 | 02/10/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael DiPietro, First Allied Securities.
Respondent Lawyers(s): Jessica Levine, Marie Mirch
Arbitrator(s): Brian W. Yee, Paul A. Cash, Steven M. Guttell
Hearing Site: Phoenix, AZ
| | $0 |
| 11-03116 | 05/22/2013 | Claimant(s): Michael Stief
Claimant Lawyers(s): Marie Mirch
Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian
Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams
Hearing Site: San Diego, CA
| | Expungement |
| 10-04271 | 06/15/2012 | Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA
| | |
| 09-06924 | 12/15/2011 | Claimant(s): Marie Mirch
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Joseph C. Roberts, Joseph M. O'Connor, Gregory Jay Gursey
Hearing Site: Reno, NV
| | Expungement |
| 07-00446 | 07/31/2008 | Claimant(s): Brent Cowin, Rock Mirich
Claimant Lawyers(s): Marie Mirch
Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America
Respondent Lawyers(s): Bryce K. Kunimoto
Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | |
