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FINRA Awards for Jeffrey A. Wortman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0122104/26/2019Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
17-0030804/12/2018Claimant(s): John Storm
Claimant Lawyers(s): John Gregory Storm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Marie Ann Stein, Steven H. Gentry, Mario Cavar Bickham
Hearing Site: Los Angeles, CA
14-0108611/05/2015Claimant(s): Kostantina Bourdev
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Richard L. Rubin, Robert Mallin Hirsch, Roger Gilbert
Hearing Site: San Francisco, CA
10-0427106/15/2012Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA

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