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FINRA Awards for Edward A. Trabin

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0184804/25/2024Claimant(s): X
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Edward A. Trabin, Isaac K. Tasinga, Gecole L. Harley
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0231601/22/2024Claimant(s): Harvey Frey
Claimant Lawyers(s): Harvey S. Frey
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
Checkmark Icon$163
23-0104908/21/2023Claimant(s): Robert Nanos
Claimant Lawyers(s): Robert L. Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Edward A. Trabin
Hearing Site: Las Vegas, NV
Checkmark Icon$25
21-0086911/17/2021Claimant(s): Zachary Stuart
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
18-0416710/07/2019Claimant(s): Amy Jiau, Jih Chyi Leu
Claimant Lawyers(s): Wileen Leu
Respondent(s): Cindy Chen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Emily C. Grimm
Arbitrator(s): Edward A. Trabin, Arthur T. Berggren, Nir Hanien
Hearing Site: Los Angeles, CA
Checkmark Icon$0
18-0049709/16/2019Claimant(s): Guity Javid, Negeen Dehesh, Guity Javid Trust, Negeen Dehesh Trust
Claimant Lawyers(s): Grant B. Gelberg
Respondent(s): Aldo Lozano, Mark Panfil, RBC Capital Markets LLC
Respondent Lawyers(s): David Harrison, Michael M. Gless
Arbitrator(s): Edward A. Trabin, Mary M. O'Neil, Audrey Lynne Myer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
18-0122104/26/2019Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
17-0256504/19/2018Claimant(s): Gary Barnbaum
Claimant Lawyers(s): Gary M. Barnbaum
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0046006/05/2017Claimant(s): Ronnie Harper, Ronnie Benny Harper Revocable Living Tru
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Royal Alliance Associates., Regal Advisory Services.
Respondent Lawyers(s): Frederick A. Rafeedie
Arbitrator(s): Neil S. Jasper, Edward A. Trabin, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0216811/13/2015Claimant(s): Global eBusiness Services
Claimant Lawyers(s): Syed Nazim Ali
Respondent(s): Interactive Brokers LLC.
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): David J. Anderson, Edward A. Trabin, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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