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FINRA Awards for Nir Hanien

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0416710/07/2019Claimant(s): Amy Jiau, Jih Chyi Leu
Claimant Lawyers(s): Wileen Leu
Respondent(s): Cindy Chen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Emily C. Grimm
Arbitrator(s): Edward A. Trabin, Arthur T. Berggren, Nir Hanien
Hearing Site: Los Angeles, CA
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