| 18-00497 | 09/16/2019 | Claimant(s): Guity Javid, Negeen Dehesh, Guity Javid Trust, Negeen Dehesh Trust
Claimant Lawyers(s): Grant B. Gelberg
Respondent(s): Aldo Lozano, Mark Panfil, RBC Capital Markets LLC
Respondent Lawyers(s): David Harrison, Michael M. Gless
Arbitrator(s): Edward A. Trabin, Mary M. O'Neil, Audrey Lynne Myer
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-02768 | 02/07/2019 | Claimant(s): Norman Lipson
Claimant Lawyers(s): Robert J Girard
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Doris V. Knotter, Thomas L. Marshall, Chad Anthony Franks
Hearing Site: San Diego, CA
| | Expungement |
| 17-01023 | 06/13/2018 | Claimant(s): Leslie Baronian, The Birgitta Baronian Decedent's Trust
Claimant Lawyers(s): Cary S. Lapidus, Nancy C. Field
Respondent(s): Dustin Brown, RBC Capital Markets LLC
Respondent Lawyers(s): Abe Lampart, Michael M. Gless
Arbitrator(s): Carlos Richard Mangum, Minnie Loo, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02911 | 06/23/2016 | Claimant(s): Michelle Roberts
Claimant Lawyers(s): Michelle M. Roberts
Respondent(s): Mark Otta, Monica John, RBC Capital Markets LLC, Stanley Cooper
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-04201 | 07/29/2015 | Claimant(s): Doris Rose, Code 3 Industries., Historical Properties., Kay Administration Service., The Rose Family Trust, The Rose Family Trust # 3, The Rose Family Trust #2
Claimant Lawyers(s): Daniel Carlson, G. Mark Brewer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Helen W. Kinnaird, Evan A. Gould, John Scott Carter
Hearing Site: San Diego, CA
| | Expungement |
| 12-03247 | 06/27/2014 | Claimant(s): Robert Blakeman and Anne Blakeman Mahr
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Barry Bayat, UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Gless, Tara B. Voss
Arbitrator(s): Michael D. Harrison, Dorothy B. Strackbein, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02482 | 11/22/2013 | Claimant(s): Jitendra Makwana, Rosa Makwana, Makwana Family Trust
Claimant Lawyers(s): Rosemary Shockman
Respondent(s): UBS Financial Services Inc., Vince Hawley
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Allan Levey, Robert S. Mautner, Merton E. Marks
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-00986 | 12/21/2012 | Claimant(s): Mansour Matloob, Mansour Matloob Trust dtd 10/08/2002
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): John Marshall, RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Ralph B. Perry, Peter J Cohen, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01676 | 04/11/2012 | Claimant(s): Gary Brown, Estelle Brown Trust
Claimant Lawyers(s): Ralph Rogari
Respondent(s): Barry Bayat, UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Steven A. Wawra, Mary K. Foust, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | $0 |
| 11-00479 | 03/29/2012 | Claimant(s): Mickey Schwarz, Mickey Schwarz IRA, The Schwarz Living Trust
Claimant Lawyers(s): Marc Schwarz, Mickey Schwarz
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Martin Olinick, Ronald L. Cameron, David W. Dresnick
Hearing Site: Los Angeles, CA
| | Expungement |
