| 12-03721 | 02/10/2016 | Claimant(s): Diane Ford, Diane Savone, Iris Simmons, Janine Maxfield, Martha Nelson, Rita Wuelfing, Sylvia Reed
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Martin Olinick, Ronald L. Cameron, Michael D. Harrison
Hearing Site: Los Angeles, CA
|  | $597,295 |
| 14-01604 | 02/01/2016 | Claimant(s): Marlene Lewis, Maxim Levkov, Artek Media International Inc.
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ronald Wood
Arbitrator(s): Martin Olinick, Alan M. Rosen, David Paul Beauvais
Hearing Site: Los Angeles, CA
| | $825,600 |
| 12-00146 | 11/14/2013 | Claimant(s): James Kaczmarek, John Hall, Mary Kaczmarek
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Andrew HorowitzL Financial LLC, Scott Doll, Doll Capital Advisors, The Estate Management Group.
Respondent Lawyers(s): David Markun, Ryan Gustafson
Arbitrator(s): Martin Olinick, Kenneth E. Owen, Neil S. Jasper
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00934 | 08/02/2013 | Claimant(s): Fred Beaton, Fred S. Beaton Revocable Trust 3/30/87
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Brad Stark, Mission Wealth Management, National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Martin Olinick, Robert C. Forst, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 11-00479 | 03/29/2012 | Claimant(s): Mickey Schwarz, Mickey Schwarz IRA, The Schwarz Living Trust
Claimant Lawyers(s): Marc Schwarz, Mickey Schwarz
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Martin Olinick, Ronald L. Cameron, David W. Dresnick
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02418 | 10/11/2010 | Claimant(s): Charles Patton
Claimant Lawyers(s): Robert E. Prussing
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Martin Olinick, Alan Stamm, Daniel Su
Hearing Site: Los Angeles, CA
| | $0 |
