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FINRA Awards for David Paul Beauvais

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0160402/01/2016Claimant(s): Marlene Lewis, Maxim Levkov, Artek Media International Inc.
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ronald Wood
Arbitrator(s): Martin Olinick, Alan M. Rosen, David Paul Beauvais
Hearing Site: Los Angeles, CA
Checkmark Icon$825,600
13-0078506/09/2014Claimant(s): Jeanette Brown, Lowell Brown
Claimant Lawyers(s): Jeanette S. Brown
Respondent(s): Aurielle Nelsen, Donald Davis, Elisabeth Kratka, Joseph Gilbert, Morgan Stanley, Nathan Dilts, Robert Perry, Stephen Suzuki, Steven Easler, Tammy D'Agostino
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Kenneth E. Owen, Gerald F. Corrigan, David Paul Beauvais
Hearing Site: Los Angeles, CA
Checkmark Icon$4,430
06-0375704/09/2009Claimant(s): Susan Christopher
Claimant Lawyers(s): Susan Emms Christopher
Respondent(s): Amy Larson, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): David Paul Beauvais
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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