| 16-02368 | 07/28/2017 | Claimant(s): Janet Russ, Janet E. Russ Trust
Claimant Lawyers(s): Bruce R Heurlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
|  | Expungement |
| 13-00785 | 06/09/2014 | Claimant(s): Jeanette Brown, Lowell Brown
Claimant Lawyers(s): Jeanette S. Brown
Respondent(s): Aurielle Nelsen, Donald Davis, Elisabeth Kratka, Joseph Gilbert, Morgan Stanley, Nathan Dilts, Robert Perry, Stephen Suzuki, Steven Easler, Tammy D'Agostino
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Kenneth E. Owen, Gerald F. Corrigan, David Paul Beauvais
Hearing Site: Los Angeles, CA
| | $4,430 |
| 12-04312 | 06/14/2013 | Claimant(s): John Toman
Claimant Lawyers(s): Debra V. Achkire
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | |
| 09-05719 | 07/06/2011 | Claimant(s): Richard Delfs
Claimant Lawyers(s): Stephen M. Weiss
Respondent(s): Morgan Stanley & Co., Michael Tusan
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): James M. Rapisarda, Roger A. Geddes, Merton E. Marks
Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
| 11-00646 | 07/06/2011 | Claimant(s): Dr. Henry & Patrice Kankowski
Claimant Lawyers(s): Matthew R. Miller
Respondent(s): Jonathon Webster, Morgan Stanley & Co.
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Guenter S. Cohn, Kevin K. Forrester, Nils Stephen Sandberg
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 08-00303 | 04/07/2010 | Claimant(s): Hansueli Overturf
Claimant Lawyers(s): Timothy A Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Helen Marinak Blohm, Ralph A. Cotton, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
