| 13-00911 | 12/05/2014 | Claimant(s): Chatur Chhabbhaya
Claimant Lawyers(s): Chatur Chhabbhaya
Respondent(s): Ivan Angulo, Kishankumar Koladiya, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Dario Angulo, Kishankumar M. Koladiya, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Robert H. Putnam, John F. Allgood, Osei J Adoma
Hearing Site: Atlanta, GA
|  | $0 |
| 12-03171 | 06/03/2013 | Claimant(s): Mark Klopfenstein, Molly Klopfenstein, TranStar Capital Ventures LLC
Claimant Lawyers(s): Robert K. Crowe
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Harry G. Mason, Robert A. Dean, Osei J Adoma
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12206/12504 |
| 08-00303 | 04/07/2010 | Claimant(s): Hansueli Overturf
Claimant Lawyers(s): Timothy A Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Helen Marinak Blohm, Ralph A. Cotton, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
| 08-00388 | 03/30/2009 | Claimant(s): Gary Fitzgerald, Steve Fitzgerald
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma
Hearing Site: San Francisco, CA
| | $267,711 |
| 06-05331 | 11/09/2007 | Claimant(s): Christopher Allick
Claimant Lawyers(s): David H.S. Commins
Respondent(s): Peter Fader, Urchin Capital Partners LLC
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Peter M Brabbee, Barbara M. Anscher, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
| 06-04173 | 08/22/2007 | Claimant(s): John Mera
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey Silverman
Arbitrator(s): Ralph A. Cotton, Jonathan H. Krotinger, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
