| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
|  | $47,000 |
| 23-02693 | 03/12/2024 | Claimant(s): George Were Obama
Claimant Lawyers(s): Thomas Nealy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara LaClair
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12212© |
| 22-02116 | 02/02/2024 | Claimant(s): Dean Reeves
Claimant Lawyers(s): William Thomas Lacy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
| 21-00240 | 05/08/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Kimberly Barry
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart
Hearing Site: Atlanta, GA
| | |
| 17-02422 | 01/14/2020 | Claimant(s): Delores Trupiano, Philip Trupiano, Delores R. Trupiano Rev. Trust, Philip J. Trupiano Rev. Trust
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Beth Debouvre, Christopher Gammon, Kim Kopacka, Timothy Kopacka, IMS Securities.
Respondent Lawyers(s): Beth Ann Debouvre, Jackie Wadsworth, Joseph Suarez, Kim Kahala Kopacka, Timothy James Kopacka
Arbitrator(s): Robert H. Putnam, Harvey R. Linder, Harry G. Mason
Hearing Site: Columbia, SC
| | $0 |
| 18-02022 | 12/26/2019 | Claimant(s): John Seltzer
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Edwin Bartlett, Merrill Lynch Pierce Fenner & Smith Inc., Ryan Marchi
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Harry G. Mason
Hearing Site: Raleigh, NC
| | $0 |
| 18-04169 | 08/02/2019 | Claimant(s): Alfred Dingler
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Himco Distribution Services Company
Respondent Lawyers(s): Brenda J. Page
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 17-02915 | 05/03/2019 | Claimant(s): Christopher Hubbard, Julia Hubbard
Claimant Lawyers(s): Jonathan Palmer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | Expungement |
