| 19-02559 | 11/20/2020 | Claimant(s): John Didomenico, on behalf of his IRA
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Daniel Raupp, Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts
Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
|  | Dismissed |
| 20-01205 | 10/16/2020 | Claimant(s): World Century Corp Ltd, World International Limited Partnership
Claimant Lawyers(s): Michael Ford
Respondent(s): Pershing LLC, Citigroup Global Markets.
Respondent Lawyers(s): Joan Schwartz, Tanya S. Lambrechts
Arbitrator(s): David Rich
Hearing Site: Boca Raton, FL
| | $0 |
| 18-02022 | 12/26/2019 | Claimant(s): John Seltzer
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Edwin Bartlett, Merrill Lynch Pierce Fenner & Smith Inc., Ryan Marchi
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Harry G. Mason
Hearing Site: Raleigh, NC
| | $0 |
| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02384 | 04/03/2019 | Claimant(s): Dustin Smith
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC
Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | |
| 17-02723 | 02/21/2018 | Claimant(s): Martin Hack
Claimant Lawyers(s): Martin Hack
Respondent(s): Barry Rubin
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $13,689 |
| 17-00305 | 10/27/2017 | Claimant(s): Virginia Nourie, Shane Nourie Custodial Account
Claimant Lawyers(s): Guy M. Burns
Respondent(s): Bruce Cameron, RBC Capital Markets LLC
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Donald Glen Russell, John G. Sciandra, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | $723,355 |
| 17-00449 | 09/27/2017 | Claimant(s): Adolfo Cordero
Claimant Lawyers(s): Luis F. Biason
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Simon Kopel
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Richard Carl Smukler
Hearing Site: Miami, FL
| | Dismissed by Rule 12206 |
