| 23-02260 | 09/12/2024 | Claimant(s): Muharrem Nezaj, 23 Hoffman LLC, 3155-3157 Villa.
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Scott Offerman, Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Clarence Smith, Cheryl H. Agris, Elaine Shay
Hearing Site: New York, NY
|  | $0 |
| 21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services
Claimant Lawyers(s): James S. Rollins
Respondent(s): Lori Kamen, Aurora Securities
Respondent Lawyers(s): Paul Machesky
Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny
Hearing Site: Detroit, MI
| | |
| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone
Hearing Site: Bismarck, ND
| | |
| 21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn
Claimant Lawyers(s): Philip J. Weipert
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 21-02408 | 07/07/2022 | Claimant(s): Jim Lund
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Bryan Ward
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | |
| 20-03279 | 12/31/2021 | Claimant(s): Jamie Taylor
Claimant Lawyers(s): D. Daxton White
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Michele Renee Zinn, Michael James Whinihan, Suzanne L. Ulicny
Hearing Site: Detroit, MI
| | Expungement |
| 20-00395 | 07/21/2021 | Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
| | Expungement |
| 19-02559 | 11/20/2020 | Claimant(s): John Didomenico, on behalf of his IRA
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Daniel Raupp, Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts
Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | Dismissed |
| 17-02035 | 11/20/2018 | Claimant(s): Kenneth Ebbe
Claimant Lawyers(s): Blake Godbout
Respondent(s): Jill Cody, Richard Cody, Concorde Investment Services, Westminster Financial Advisory Corp., Westminster Financial Securities.
Respondent Lawyers(s): Gerry J. Kowalski, Jill M. Cody, Joseph S. Simms, Richard Grant Cody
Arbitrator(s): James R. Collins, Christine R. Fitzgerald, Mary E. Bassett
Hearing Site: Boston, MA
| | $286,096 |
| 14-00249 | 03/04/2016 | Claimant(s): McDermott Investment Services
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Marilee Hill, Concorde Investment Services, The Estate of Chester Ju, The Estate of Shirley Jean Ju
Respondent Lawyers(s): Derek Domian, Gerry J. Kowalski, H. Thomas Fehn, Richard J. Rosensweig
Arbitrator(s): Anne Q. Uno, Jane A. Smith, Oliver P. Roche
Hearing Site: Washington, DC
| | |
