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FINRA Awards for Christine R. Fitzgerald

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0296608/05/2024Claimant(s): Estate of John Roth Admin. Tatiana Roth
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Dalmore Group LLC
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Christine R. Fitzgerald, Frank Sanclemente, John George Neylon
Hearing Site: Manchester, NH
21-0146907/11/2022Claimant(s): Adrienne Rowles
Claimant Lawyers(s): John E. Sutherland
Respondent(s): George Woerdeman
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald
Hearing Site: Boston, MA
17-0203511/20/2018Claimant(s): Kenneth Ebbe
Claimant Lawyers(s): Blake Godbout
Respondent(s): Jill Cody, Richard Cody, Concorde Investment Services, Westminster Financial Advisory Corp., Westminster Financial Securities.
Respondent Lawyers(s): Gerry J. Kowalski, Jill M. Cody, Joseph S. Simms, Richard Grant Cody
Arbitrator(s): James R. Collins, Christine R. Fitzgerald, Mary E. Bassett
Hearing Site: Boston, MA
Checkmark Icon$286,096
10-0483407/05/2012Claimant(s): Tushar Patel
Claimant Lawyers(s): Elisa M. Pollard
Respondent(s): optionsXpress.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Arnold M. Marrow, Evalyn Lipton Fishbein, Christine R. Fitzgerald
Hearing Site: Providence, RI
Checkmark Icon$0

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