17-02035 | 11/20/2018 | Claimant(s): Kenneth Ebbe Claimant Lawyers(s): Blake Godbout Respondent(s): Jill Cody, Richard Cody, Concorde Investment Services, Westminster Financial Advisory Corp., Westminster Financial Securities. Respondent Lawyers(s): Gerry J. Kowalski, Jill M. Cody, Joseph S. Simms, Richard Grant Cody Arbitrator(s): James R. Collins, Christine R. Fitzgerald, Mary E. Bassett Hearing Site: Boston, MA
| | $286,096 |
13-02352 | 10/05/2015 | Claimant(s): Mark Burkhardt Claimant Lawyers(s): Dan A. Druz Respondent(s): Kirk Stager, Lawrence Brazie, Westminster Financial Advisory, Westminster Financial Securities. Respondent Lawyers(s): George A. Katchmer Arbitrator(s): Emily Eiselman Hunter, Robert H. Boorman, Robert Field Hearing Site: Washington, DC
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12-04106 | 06/12/2014 | Claimant(s): Julian Stoopler Claimant Lawyers(s): Martin P. Unger Respondent(s): Lawrence Brazie, Westminster Financial Securities. Respondent Lawyers(s): George Katchmer Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL
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10-03257 | 08/25/2011 | Claimant(s): Richard Denerstein Claimant Lawyers(s): Dan A. Druz Respondent(s): Lawrence Brazie, Westminster Financial Securities. Respondent Lawyers(s): Edward D. Muransky Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx Hearing Site: Boston, MA
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