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FINRA Awards for Robert Field

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0235210/05/2015Claimant(s): Mark Burkhardt
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Kirk Stager, Lawrence Brazie, Westminster Financial Advisory, Westminster Financial Securities.
Respondent Lawyers(s): George A. Katchmer
Arbitrator(s): Emily Eiselman Hunter, Robert H. Boorman, Robert Field
Hearing Site: Washington, DC
13-0029402/02/2015Claimant(s): Jameson Hamilton, Jeffrey Sciscilo, Jennifer Reiley, Joshua Goulding, McLaughlin Ryder Advisory Services, McLaughlin Ryder Investments.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Kelly Campbell, Campbell Financial Management., Campbell Wealth Management.
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Emily Eiselman Hunter, Robert Vaughan Cornish, Robert Field
Hearing Site: Washington, DC
13-0130003/19/2014Claimant(s): Marlene Hurley
Claimant Lawyers(s): Maggie O'Donnell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Steven R. Bralove, David Paul Clark, Robert Field
Hearing Site: Washington, DC
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