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FINRA Awards for Lawrence Brazie

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0235210/05/2015Claimant(s): Mark Burkhardt
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Kirk Stager, Lawrence Brazie, Westminster Financial Advisory, Westminster Financial Securities.
Respondent Lawyers(s): George A. Katchmer
Arbitrator(s): Emily Eiselman Hunter, Robert H. Boorman, Robert Field
Hearing Site: Washington, DC
12-0410606/12/2014Claimant(s): Julian Stoopler
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Lawrence Brazie, Westminster Financial Securities.
Respondent Lawyers(s): George Katchmer
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
10-0325708/25/2011Claimant(s): Richard Denerstein
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Lawrence Brazie, Westminster Financial Securities.
Respondent Lawyers(s): Edward D. Muransky
Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx
Hearing Site: Boston, MA

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