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FINRA Awards for Dan A. Druz

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Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0307708/05/2016Claimant(s): Anthony Barbato, Anthony Barbato Trustess of
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, JTF Private Wealth Management, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Dan A. Druz, Maria Cummings
Arbitrator(s): Stanley F. Meyerson, Joseph I. Liebman
Hearing Site: New York, NY
Checkmark Icon$57,524
13-0326607/18/2016Claimant(s): Luther Furlow
Claimant Lawyers(s): Luther C. Furlow
Respondent(s): Andre LaBarbera, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Andre Vincent LaBarbera, Dan A. Druz
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
Checkmark Icon$0
13-0235210/05/2015Claimant(s): Mark Burkhardt
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Kirk Stager, Lawrence Brazie, Westminster Financial Advisory, Westminster Financial Securities.
Respondent Lawyers(s): George A. Katchmer
Arbitrator(s): Emily Eiselman Hunter, Robert H. Boorman, Robert Field
Hearing Site: Washington, DC
13-0225101/05/2015Claimant(s): Thomas Bradley, Thomas Bradley IRA
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Timothy Ennis, Janney Montgomery Scott LLC
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Elizabeth A. McKinney, Michael P. Marryshow, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0276301/02/2015Claimant(s): Matthew Lowery
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anastasios Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz, Joseph Castellano
Arbitrator(s): Sabrina Raquel Scott, David F. Rock, Mohr Ernest Hill
Hearing Site: Atlanta, GA
Checkmark Icon$1,250,250
14-0268011/07/2014Claimant(s): Bruce Hanshaw
Claimant Lawyers(s): Michael Lauterborn
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Mary Ann Tunick, Christine L. Stetson, Stephen James Cavanaugh
Hearing Site:
Checkmark Icon$75,000
13-0004108/05/2014Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
Checkmark Icon$920,110
13-0317907/10/2014Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Andre Labarbera, Antonio Costanzo, David Levy
Respondent Lawyers(s): Andre Vincent Labarbera, Antonio Costanzo, David Michael Levy
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
13-0218804/07/2014Claimant(s): Marcy Miller, Michael Biller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Anastasios Belesis, George Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
Checkmark Icon$50,425
11-0469807/12/2013Claimant(s): Bentley Stanton
Claimant Lawyers(s): Gary Menzer
Respondent(s): Douglas Leone
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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