| 21-00408 | 11/28/2022 | Claimant(s): Johnathan Short
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright
Hearing Site: Atlanta, GA
|  | Expungement |
| 19-00807 | 01/21/2022 | Claimant(s): NLT Holdings Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Peter G. Wilson
Arbitrator(s): Gary J. Leshaw, Bruce W. Bennett, Larry Mims
Hearing Site: Atlanta, GA
| | $0 |
| 20-01836 | 11/02/2021 | Claimant(s): Retina Consultants, P.C., P.C. Pension Plan
Claimant Lawyers(s): John B. Long
Respondent(s): Raymond Benjamin, South State Bank, Successor GBTL Financial LLC
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Carleton E. Blankenburg, Bruce W. Bennett, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Expungement |
| 18-00351 | 01/23/2020 | Claimant(s): Samuel Adams
Claimant Lawyers(s): David E Rothstein
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ashley Kutz Kelly
Arbitrator(s): Gregory D. Hoffmann, Patricia Ann Tracey, Bruce W. Bennett
Hearing Site: Columbia, SC
| | |
| 18-02831 | 02/06/2019 | Claimant(s): Marva Monroe
Claimant Lawyers(s): Marva M. Monroe
Respondent(s): Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., Paul Donofrio
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $0 |
| 16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Audie Rea, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $90,000 |
| 16-00386 | 03/03/2017 | Claimant(s): TLG Lenox
Claimant Lawyers(s): Josh Belinfante
Respondent(s): Accord Services
Respondent Lawyers(s): Brian W. Burkhalter
Arbitrator(s): Chandler R. Bridges, Ken Tapman, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $0 |
| 16-00084 | 06/15/2016 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | |
| 13-01433 | 12/24/2015 | Claimant(s): Kevin Strahan
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | Expungement |
| 14-00578 | 05/22/2015 | Claimant(s): Scott Mitchell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino
Hearing Site: Atlanta, GA
| | |
