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FINRA Awards for Ken Tapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0038603/03/2017Claimant(s): TLG Lenox
Claimant Lawyers(s): Josh Belinfante
Respondent(s): Accord Services
Respondent Lawyers(s): Brian W. Burkhalter
Arbitrator(s): Chandler R. Bridges, Ken Tapman, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0238109/26/2008Claimant(s): Raymond Filorimo
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): David Smith, Robert Copus, Intervest International Equities
Respondent Lawyers(s): Melissa D. Hubbard
Arbitrator(s): G. Robert Abrams, Ilisa J. Smukler, Ken Tapman
Hearing Site: Boca Raton, FL

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