| 14-02736 | 07/17/2017 | Claimant(s): Citi International Financial Services
Claimant Lawyers(s): Steven Castaldo
Respondent(s): Carlos Gajardo, Claudia Vicente, Cristobal Nelson, Karim Pichara, Maximiliano Contador, Patricio Bergmann, VectorGlobal WMG.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): G. Robert Abrams, Gregory S. Tendrich, Gilbert Tendler
Hearing Site: Boca Raton, FL
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| 13-03726 | 10/09/2014 | Claimant(s): Kenneth Brown
Claimant Lawyers(s): Kenneth William Brown
Respondent(s): TD Ameritrade Clearing., John Ricketts
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): G. Robert Abrams, Steven Gerard Goerke, Daniel Joseph Chiodo
Hearing Site: Boca Raton, FL
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| 09-04721 | 05/27/2011 | Claimant(s): Guy Abbanat
Claimant Lawyers(s): James R. Hubbard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): G. Robert Abrams, Lawrence M. Green, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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| 09-01264 | 02/09/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Andrew Park
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): G. Robert Abrams, Robert B. Kane, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
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| 08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
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| 07-02381 | 09/26/2008 | Claimant(s): Raymond Filorimo
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): David Smith, Robert Copus, Intervest International Equities
Respondent Lawyers(s): Melissa D. Hubbard
Arbitrator(s): G. Robert Abrams, Ilisa J. Smukler, Ken Tapman
Hearing Site: Boca Raton, FL
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| 06-05335 | 10/22/2007 | Claimant(s): Sandgrain Securities.
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Richard Aulicino
Respondent Lawyers(s): Jessica N. Garvin
Arbitrator(s): G. Robert Abrams, Robert A. Sauerberg, Sherry Puro
Hearing Site: Boca Raton, FL
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