| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co.
Claimant Lawyers(s): Scott Hirsch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 09-07227 | 07/16/2012 | Claimant(s): Carlos Oubina, Fernando Granda, Graciela de Martinez, Hector Lestard, Jorge Besser, Jose Ganem, Juan Navarro Floria, Miguel Martinez, Norma Arauz de Pereiro, Patricia de Castro, Gladbrook Investments Ltd., Sandhill Overseas Ltd., Westbrook Business Corp., S.A.
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): EFG Capital International Corp.
Respondent Lawyers(s): Ivan P. Harris
Arbitrator(s): Monroe Mitchel, Suzanne E. Mowry, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-01264 | 02/09/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Andrew Park
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): G. Robert Abrams, Robert B. Kane, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | |
| 07-00268 | 11/18/2008 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Erin K. Linehan
Respondent(s): Joseph Duerr
Respondent Lawyers(s): Russell Penzer
Arbitrator(s): Suzanne E. Mowry, Jerry A. Desiderio, Jonathan Seth Robbins
Hearing Site: Boca Raton, FL
| | |
