| 20-02294 | 05/09/2023 | Claimant(s): CPN Capital Enterprises Corporation
Claimant Lawyers(s): Catalina Rey
Respondent(s): Caio da Fonseca, Morgan Stanley
Respondent Lawyers(s): Catalina Rey, Leonel Peraza
Arbitrator(s): John E. Sutton, Myron E. Levenson, Peter Shapiro
Hearing Site: Boca Raton, FL
|  | $800,000 |
| 13-03186 | 12/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Nagy
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | |
| 12-03763 | 02/12/2014 | Claimant(s): Laura Martin-Schwarzman
Claimant Lawyers(s): Ronald S. Platt
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin W. Shaughnessy
Arbitrator(s): Michael Todd Clements, John E. Sutton, Peter A. Portley
Hearing Site: Boca Raton, FL
| | |
| 11-02536 | 11/20/2012 | Claimant(s): Martha Rudnick
Claimant Lawyers(s): Gary Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Saly Glassman
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): John E. Sutton, Harold S. Stern, Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co.
Claimant Lawyers(s): Scott Hirsch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-05604 | 02/29/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Erin Linehan Reyes
Respondent(s): Barbara Wortley
Respondent Lawyers(s): Robert A. Sweetapple
Arbitrator(s): John E. Sutton, Thomas C. Krumenacker, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $0 |
