| 19-01859 | 10/15/2024 | Claimant(s): Anna Barbalace, Ivan Tong, Jason Paulley, John Alessandro, Leah Barbalace, Sandra Diaz
Claimant Lawyers(s): Gary Menzer
Respondent(s): Demetrios Mallios, Kevin Barbalace, Aeon Capital Inc., Corinthian Partners, L.L.C.
Respondent Lawyers(s): Demetrios Mallios, Kevin Lawrence Barbalace, Richard Calabrese, Vincent Bruno
Arbitrator(s): Mauricio Arcadier, Edgar Vazquez-Cruz, Shameeka E. Quallo
Hearing Site: Orlando, FL
|  | $0 |
| 19-02577 | 08/10/2023 | Claimant(s): K&S Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): Daniel Lempe, Presidential Brokerage.
Respondent Lawyers(s): Gary Nemer, Scott Holcomb
Arbitrator(s): Charles G. Michaels, Mary C. Davis, Nicole Green
Hearing Site: Denver, CO
| | $0 |
| 19-00953 | 02/08/2023 | Claimant(s): Ann Goldberg, Marc Goldberg
Claimant Lawyers(s): Gary Menzer
Respondent(s): Corey Engelhard, Wells Fargo Advisors
Respondent Lawyers(s): Christopher M. Sacco, Paul Yarns
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-02425 | 04/28/2022 | Claimant(s): Gerald Fasanella
Claimant Lawyers(s): Gary Menzer
Respondent(s): Cetera Advisors.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser
Hearing Site: Orlando, FL
| | |
| 18-01349 | 03/11/2022 | Claimant(s): Ivan Mailhot, Nancy Mailhot, Ivan Mailhot IRA, Nancy Mailhot IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Harold J. Merkow, Edwin J. Buckley, Ronald Dean Mayes
Hearing Site: Phoenix, AZ
| | $2,662,420 |
| 18-00728 | 02/21/2020 | Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
| | Settlement |
| 19-01509 | 01/09/2020 | Claimant(s): Gale Penn, Robert Penn
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Hobson, Next Financial Group.
Respondent Lawyers(s): David A. Baugh
Arbitrator(s): Mark L Miller, Steven M. Bierig, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206/12504 |
| 18-01161 | 08/29/2019 | Claimant(s): Philip Montante IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $0 |
| 17-01859 | 05/01/2019 | Claimant(s): Medhat Yacoub
Claimant Lawyers(s): Gary Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-03044 | 04/02/2019 | Claimant(s): Michels Family Investment Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Gerald Silverman, Gary Frederick Birnberg, Isadora Velazquez-Rivas
Hearing Site: Miami, FL
| | Expungement |
