Potomac Analytics' Logo

FINRA Awards for Theodore Haynes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0374707/13/2022Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
21-0167003/21/2022Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Scott Williams
Respondent Lawyers(s): Scott Douglas Williams
Arbitrator(s): Theodore Haynes, Michael Edward Collins, Nancy King Crawford
Hearing Site: Nashville, TN
21-0174602/25/2022Claimant(s): William Paschal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolf, Jonathan W. Hackbarth
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
20-0077302/01/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum III
Respondent(s): Pedro Bolano
Respondent Lawyers(s): Pedro Luis Bolano
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
18-0116108/29/2019Claimant(s): Philip Montante IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
Checkmark Icon$0
17-0163005/06/2019Claimant(s): Brian Windham, Cynthia Newsom, Debra Hodge, Dennis Newsom, Edgar Fellows, Larry Newsom, Linda Byrd, Mel McCoy, Merle Smith, Patricia Roberts, Patsy Harveston, Sheila Chain, Thomas Dees, Connie Saxton IRA, Debra Hodge IRA, Dennis Newsom IRA and Roth IRA, Elaine Moss IRA, Hal Moss IRA, Jackie Boteler IRA, Larry Newsom IRA, et al
Claimant Lawyers(s): Judson Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Mark A. Myers, James L. Warren, Theodore Haynes
Hearing Site: Jackson, MS
Checkmark Icon$1,790,000
17-0216908/24/2018Claimant(s): Dan Yarbrough
Claimant Lawyers(s): Everett W. Bennett
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
Checkmark Icon$0
16-0303306/19/2018Claimant(s): Jeffrey Lubore, Jill Lubore, Lawson, Long & Evans LP
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Langfred W. White, Mimi B. Osiason, Theodore Haynes
Hearing Site: Nashville, TN
Checkmark IconExpungement
17-0035205/14/2018Claimant(s): Clarence B. Mills 1991 Irrevocable Trust, William E. Mills 1991 Irrevocable Trust
Claimant Lawyers(s): Alan W. Duncan
Respondent(s): David Robinson, Wachovia Securities Financial Network, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert, Michele Ann Ledo, Theodore Haynes
Hearing Site: Raleigh, NC
Checkmark IconExpungement
15-0253602/23/2018Claimant(s): Angel Cruz Colon, Betzaida Hernandez, Carmen Ortiz Nevarez, Hector Rodriguez-Lopez, Myrna Rivera Marengo, William Reyes
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati, Roberto C. Quinones-Rivera
Arbitrator(s): James L. Warren, Theodore Haynes, Carol Denise Phelps
Hearing Site: San Juan, PR
Checkmark Icon$521,075

20 Results

Display: