| 20-02944 | 07/16/2021 | Claimant(s): Marcus Ashworth
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
| | |
| 20-01449 | 11/20/2020 | Claimant(s): EDWIN WAINGART
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
| | |
| 20-00390 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 20-00645 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 20-01079 | 06/18/2020 | Claimant(s): John Wilfong
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
| | |
| 19-02086 | 01/17/2020 | Claimant(s): Charles Mercer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Mark A. Sipper
Hearing Site: Louisville, KY
| | |
| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
|  | $43,827 |
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 18-03423 | 06/07/2019 | Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard James Igou
Hearing Site: Raleigh, NC
| | |
| 17-01630 | 05/06/2019 | Claimant(s): Brian Windham, Cynthia Newsom, Debra Hodge, Dennis Newsom, Edgar Fellows, Larry Newsom, Linda Byrd, Mel McCoy, Merle Smith, Patricia Roberts, Patsy Harveston, Sheila Chain, Thomas Dees, Connie Saxton IRA, Debra Hodge IRA, Dennis Newsom IRA and Roth IRA, Elaine Moss IRA, Hal Moss IRA, Jackie Boteler IRA, Larry Newsom IRA, et al
Claimant Lawyers(s): Judson Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Mark A. Myers, James L. Warren, Theodore Haynes
Hearing Site: Jackson, MS
| | $1,790,000 |
