Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02909 | 05/20/2022 | Claimant(s): Kenneth Nelson Claimant Lawyers(s): Brian Luther Respondent(s): Cetera Advisors Llc Respondent Lawyers(s): David Feldstein Arbitrator(s): John Winslow Griesser Hearing Site: Raleigh, NC | ||
| 18-03423 | 06/07/2019 | Claimant(s): Kenneth Nelson Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Richard James Igou Hearing Site: Raleigh, NC | ||
| 11-02396 | 05/02/2013 | Claimant(s): Kenneth Nelson, Kris Nelson, Carol W. Nelson, Carol W. Nelson Trust, Kenneth A. Nelson Irrevocable Insurance, Kenneth A. Nelson Revocable Trust Claimant Lawyers(s): Daniel H. Charest Respondent(s): Jason Stephens, UBS Financial Services Inc., The Stephens Wealth Management Group Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Barry David Thorpe, Philip L. Manczak, Theresa Lillian Mains Hearing Site: Ft. Lauderdale, FL |  | Expungement |