Potomac Analytics' Logo

FINRA Awards for Tosh D Grebenik

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0301510/20/2021Claimant(s): Paul Neves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
20-0200906/23/2021Claimant(s): Anita Daguilar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
20-0200706/04/2021Claimant(s): David Schachter
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
20-0200603/26/2021Claimant(s): James Underhill
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
20-0005111/13/2020Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
20-0001511/09/2020Claimant(s): Jonathan Lopez
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
20-0012609/18/2020Claimant(s): Anthony Caravetta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0364709/10/2020Claimant(s): Wayde Walker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): Richard Sands
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0007309/08/2020Claimant(s): Nicholas Onder
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren K. Goodman
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
19-0364909/04/2020Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA

46 Results

Display: