| 23-03290 | 08/28/2024 | Claimant(s): Eleanor Maguire
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mclaughlin Ryder Investments.
Respondent Lawyers(s): Janet DeCosta
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
| | |
| 23-00076 | 05/08/2024 | Claimant(s): Robert Fratkin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
| | |
| 21-01243 | 03/31/2022 | Claimant(s): Jaime Guevara
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Tina E. Patterson
Hearing Site: Charlotte, NC
| | |
| 19-03404 | 03/21/2022 | Claimant(s): Frank B Hannah Sr.
Claimant Lawyers(s): Luke Rommel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Truitt
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Daniel J. Donovan, Richard E. Lauziere, Tina E. Patterson
Hearing Site: Baltimore, MD
|  | Expungement |
| 21-02506 | 02/24/2022 | Claimant(s): Rei-Hou Wang
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Tina E. Patterson, Robert Paul Michaud, Angela C. Schulz
Hearing Site: Charlotte, NC
| | |
| 19-02676 | 12/31/2021 | Claimant(s): Walter Converse
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Clifford Reid, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Tina E. Patterson, Dawn M. Antalik-Baker, Daniel F. Piar
Hearing Site: Charlotte, NC
| | Expungement |
| 20-01860 | 01/22/2021 | Claimant(s): Thomas West
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson
Hearing Site: Richmond, VA
| | |
| 20-00073 | 09/08/2020 | Claimant(s): Nicholas Onder
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren K. Goodman
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
| | |
| 19-01130 | 11/05/2019 | Claimant(s): Kyle Skinner
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Tina E. Patterson
Hearing Site: Wilmington, DE
| | |
| 19-00157 | 10/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Charles Coffey
Respondent Lawyers(s): Charles Wayne Coffey
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
| | |
