Potomac Analytics' Logo

FINRA Awards for Thomas G. Nicholson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0113011/05/2019Claimant(s): Kyle Skinner
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Tina E. Patterson
Hearing Site: Wilmington, DE
12-0406408/28/2014Claimant(s): Cabot North Orange 17
Claimant Lawyers(s): Howard Smolar
Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson
Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman
Hearing Site: Boston, MA
Checkmark IconExpungement
13-0184707/02/2014Claimant(s): Esther Huie, Richard Huie
Claimant Lawyers(s): W. Edgar Spivey
Respondent(s): Mark Harrop, Investors Capital Corp.
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Henry G. Plaster, Donita M. King, Ross E. Legum
Hearing Site: Norfolk, VA
Checkmark Icon$36,000

3 Results

Display: