| 13-01182 | 06/20/2016 | Claimant(s): Brett Bennett, John Meekin, Philip Hobley, Richard Wayne, Christopher Testa IRA
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Henry G. Plaster, Yvette C. Hatfield, Heidi Markovitz
Hearing Site: Washington, DC
|  | $0 |
| 14-02325 | 05/15/2015 | Claimant(s): Donna Alessio
Claimant Lawyers(s): Donna J. Alessio
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Edward R. Hipp, Henry G. Plaster, Harry J. Haynsworth
Hearing Site: Norfolk, VA
| | Dismissed by Rule 12206 |
| 14-01042 | 10/16/2014 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gretchen L. Klebasko
Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney
Hearing Site: Washington, DC
| | |
| 13-01847 | 07/02/2014 | Claimant(s): Esther Huie, Richard Huie
Claimant Lawyers(s): W. Edgar Spivey
Respondent(s): Mark Harrop, Investors Capital Corp.
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Henry G. Plaster, Donita M. King, Ross E. Legum
Hearing Site: Norfolk, VA
| | $36,000 |
| 08-04042 | 09/29/2010 | Claimant(s): Earl Bentz and Janet Bentz
Claimant Lawyers(s): Michael C. Skouteris
Respondent(s): Morgan Keegan & Company., William Wolbrecht
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Paul A. Yates, Henry G. Plaster, Daniel Herbert Margolis
Hearing Site: Nashville, TN
| | $0 |
| 07-00213 | 02/21/2008 | Claimant(s): John Babalis
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson
Hearing Site: Charleston, WV
| | |
