| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
| | |
| 22-00645 | 11/13/2023 | Claimant(s): Thomas Sowers
Claimant Lawyers(s): Thomas S. Sowers
Respondent(s): Morgan Stanley, Geoffrey Korwan
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jim Geiger, Michael J. Ahlstrom, Todd B. Johnson
Hearing Site: Charleston, WV
|  | $0 |
| 20-01248 | 09/10/2021 | Claimant(s): Alan Withrow, Belva Withrow
Claimant Lawyers(s): Travis A. Griffith
Respondent(s): Robert Skidmore, Money Concepts Capital Corp
Respondent Lawyers(s): Lee Murray Hall
Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten
Hearing Site: Charleston, WV
| | Expungement |
| 21-00164 | 08/16/2021 | Claimant(s): Christopher Staten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Chandler R. Bridges
Hearing Site: Charleston, WV
| | |
| 20-01544 | 11/13/2020 | Claimant(s): John Halterman
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Edward Blumstein
Hearing Site: Charleston, WV
| | |
| 19-02271 | 10/16/2020 | Claimant(s): June Glover
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana
Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti
Hearing Site: Charleston, WV
| | Settlement |
| 19-03158 | 07/17/2020 | Claimant(s): Christopher Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charleston, WV
| | |
| 16-02059 | 04/10/2019 | Claimant(s): Thomas Whitman
Claimant Lawyers(s): Richard Fosher
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Edward Blumstein, Tina E. Patterson, W. Michael Frazier
Hearing Site: Charleston, WV
| | $74,993 |
| 17-03204 | 03/28/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Charles Cox
Respondent Lawyers(s): Charles Maxwell Cox
Arbitrator(s): Tina E. Patterson
Hearing Site: Charleston, WV
| | |
| 16-00333 | 08/15/2017 | Claimant(s): Michael Darius, Miriam Darius
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Stuart H. Dunn, Tina E. Patterson, Eileen B. Vernon
Hearing Site: Charleston, WV
| | $0 |
