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FINRA Awards for Eileen B. Vernon

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0359602/22/2022Claimant(s): Sherita Booker
Claimant Lawyers(s): Sherita Quana Booker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Karl Strohbehn
Hearing Site: Cleveland, OH
Checkmark Icon$0
18-0331307/14/2021Claimant(s): Mary Krill-Eriksen
Claimant Lawyers(s): Dennis Murray
Respondent(s): Brian Lehner
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Eileen B. Vernon, William Joseph Baker
Hearing Site: Cleveland, OH
Checkmark IconExpungement
16-0307903/05/2018Claimant(s): The Robert A. Weitzel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David Buffa
Arbitrator(s): Kathleen P. Helbig-Hannan, Eileen B. Vernon, Ronald Edward Alexander
Hearing Site: Cleveland, OH
Checkmark IconExpungement
16-0033308/15/2017Claimant(s): Michael Darius, Miriam Darius
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Stuart H. Dunn, Tina E. Patterson, Eileen B. Vernon
Hearing Site: Charleston, WV
Checkmark Icon$0
14-0130609/11/2015Claimant(s): Jeremiah Lang, Lisa Lang
Claimant Lawyers(s): Chad M. Kohler
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon
Hearing Site: Cleveland, OH
Checkmark Icon$94,741
13-0190310/29/2014Claimant(s): John Artuso, William Backus
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Kevin R. Zehe, Richard S. Hines, Eileen B. Vernon
Hearing Site: Cleveland, OH
Checkmark IconExpungement
13-0058405/21/2014Claimant(s): Jeffrey Boyle, William Areklett, Paracap Group LLC, Paragon Capital Group LLC
Claimant Lawyers(s): Scott C. Matasar
Respondent(s): Charles Crowley, Christopher Chapman, Michael Voinovich, Steven Weigand, Boenning & Scattergood.
Respondent Lawyers(s): Brett S. Krantz, Philip G. Kircher
Arbitrator(s): Thomas H. Barnard, Marianne L. Simpson, Eileen B. Vernon
Hearing Site: Cleveland, OH
11-0002801/31/2013Claimant(s): Mary Barath
Claimant Lawyers(s): Alice Stewart
Respondent(s): Ameriprise Financial Services., Satish Singh, Timothy McLaughlin
Respondent Lawyers(s): Heather J. Melloh, Timothy M. McLaughlin
Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Daniel L. Bonder
Hearing Site: Cleveland, OH
Checkmark IconExpungement
10-0119601/03/2012Claimant(s): Dougals Haslinger, Sandra Haslinger Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Greene
Arbitrator(s): Carol M. Stoner, Marianne L. Simpson, Eileen B. Vernon
Hearing Site: Cleveland, OH
Checkmark IconExpungement

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