| 13-02811 | 06/19/2015 | Claimant(s): Richard Colley
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Richard W. Cutler, Howard J. Stiefel, Linda G. March
Hearing Site: New York, NY
|  | Expungement |
| 14-01810 | 04/29/2015 | Claimant(s): James Carpenter
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Mimi B. Osiason, Elizabeth A. Townes, Walter William Blenner
Hearing Site: Tampa, FL
| | Expungement |
| 13-01207 | 03/16/2015 | Claimant(s): James Wick
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas A. Peterson, Patricia G. Parthe, Louis M. Parker
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-01125 | 02/10/2015 | Claimant(s): Ned Gerstman, Ned Gerstman Ltd POA for Ethan Gerstman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Piedad A. Bernikow, Kenneth J. Horowitz, Joseph H. Cerame
Hearing Site: Newark, NJ
| | Expungement |
| 13-02221 | 01/20/2015 | Claimant(s): Edward Schwartz
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-00921 | 12/29/2014 | Claimant(s): Alfred Tombari
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00542 | 11/06/2014 | Claimant(s): John and Alys Krichavsky, Ken and Judith Boudreau
Claimant Lawyers(s): Edward Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas C. Tretter, Robert M. Singer, Edward Allison Downe
Hearing Site: Hartford, CT
| | Expungement |
| 13-01903 | 10/29/2014 | Claimant(s): John Artuso, William Backus
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Kevin R. Zehe, Richard S. Hines, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | Expungement |
