| 15-02841 | 07/28/2017 | Claimant(s): Board of County Commissioners of the Cou
Claimant Lawyers(s): Clinton W Marrs
Respondent(s): Thomas Hayes, Bosc.
Respondent Lawyers(s): Paul DeMuro
Arbitrator(s): Barry H. Barnett, Patricia G. Parthe, Harvey W Gordon
Hearing Site: Albuquerque, NM
|  | $0 |
| 13-03273 | 11/10/2015 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Patricia G. Parthe, Louis M. Parker, Peter Joseph Kalman
Hearing Site: Phoenix, AZ
| | |
| 14-03804 | 10/16/2015 | Claimant(s): The Jerome L. Glazer Rev Trust UAD 06/09
Claimant Lawyers(s): Jerome L. Glazer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Patricia G. Parthe, Steven M. Guttell, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | $300 |
| 14-00518 | 04/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Edward Sitton
Respondent Lawyers(s): Edward R. Sitton
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
| | |
| 13-01207 | 03/16/2015 | Claimant(s): James Wick
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas A. Peterson, Patricia G. Parthe, Louis M. Parker
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-00113 | 12/04/2014 | Claimant(s): George A. Francis Revocable Trust dtd 11
Claimant Lawyers(s): George A. Francis
Respondent(s): Dewey Darwin, Mark Lippman
Respondent Lawyers(s): Chad Weaver, Mark Lippman
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-04611 | 08/08/2012 | Claimant(s): United Planners' Financial Services of A
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Donald Bartelt
Respondent Lawyers(s): Donald Bartelt
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
| | |
| 09-05255 | 10/18/2010 | Claimant(s): Raymond Cole
Claimant Lawyers(s): William J. Gladden
Respondent(s): Douglas Cochran, Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Leon G. Mackey, Patricia G. Parthe, Richard D. Fincher
Hearing Site: Phoenix, AZ
| | $270,600 |
