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FINRA Awards for Peter Joseph Kalman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0327311/10/2015Claimant(s):
Claimant Lawyers(s):
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Patricia G. Parthe, Louis M. Parker, Peter Joseph Kalman
Hearing Site: Phoenix, AZ
12-0075904/04/2014Claimant(s): Edward Dulin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley
Hearing Site: Phoenix, AZ
08-0109203/05/2009Claimant(s): John Saldutte
Claimant Lawyers(s): David G. Bray
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Margaret Goetze
Arbitrator(s): Marc Kalish, Peter Joseph Kalman, David F. Sargent
Hearing Site: Phoenix, AZ

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