| 18-02600 | 09/27/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Steven Thrush
Respondent Lawyers(s): Steven James Thrush
Arbitrator(s): Richard Marc Weinroth, Barbara Carolyn Klabacha, James St. Pierre Christian
Hearing Site: Phoenix, AZ
| | |
| 18-02485 | 07/11/2019 | Claimant(s): Donald Rensch
Claimant Lawyers(s): David Neuman
Respondent(s): Travis Hudak
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher
Hearing Site: Salt Lake City, UT
|  | $0 |
| 18-00452 | 01/07/2019 | Claimant(s): Melissa Eaves, Rodney Eaves
Claimant Lawyers(s): Paul A. Conant
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Kevin R. Heaphy
Arbitrator(s): Maureen Beyers, Richard Marc Weinroth, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
| | $1,050,860 |
| 15-00086 | 01/02/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Terry E. Sanchez
Respondent(s): Michael Novick
Respondent Lawyers(s): Michael Jay Novick
Arbitrator(s): Richard Marc Weinroth, Constance Ellen Boukidis, Mary M. O'Neil
Hearing Site: Las Vegas, NV
| | |
| 16-03494 | 11/21/2017 | Claimant(s): Securities Service Network.
Claimant Lawyers(s): Ronald T. Klimas
Respondent(s): Steven Conners
Respondent Lawyers(s): Steven Craig Conners
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | |
| 16-01659 | 06/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Rietz
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Cary L. Weissman, Richard Marc Weinroth, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 16-03340 | 05/26/2017 | Claimant(s): Ira & Elaine Schneider Rev. Trust UAD 3/
Claimant Lawyers(s): Ira G. Schneider
Respondent(s): Pamela Lawson, Robert Lawson, Ryan Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Robert W. Lawson
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $7,713 |
| 16-01607 | 02/21/2017 | Claimant(s): Pam Stewart
Claimant Lawyers(s): David Liebrader
Respondent(s): Robert Kerrigan
Respondent Lawyers(s): Robert Joseph Kerrigan
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $358,182 |
| 15-01580 | 09/06/2016 | Claimant(s): Kasey Ring
Claimant Lawyers(s): Jaqualin Friend Peterson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): W. John Lee
Arbitrator(s): Dennis Dowd, Terry M Lloyd, Richard Marc Weinroth
Hearing Site: Salt Lake City, UT
| | |
| 12-00759 | 04/04/2014 | Claimant(s): Edward Dulin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley
Hearing Site: Phoenix, AZ
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