| 16-01659 | 06/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Rietz
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Cary L. Weissman, Richard Marc Weinroth, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 13-02834 | 10/22/2014 | Claimant(s): Christopher Sanguigni
Claimant Lawyers(s): Todd H. Lahr
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Cary L. Weissman, Robert S. McConnell, Robert S. Mautner
Hearing Site: Phoenix, AZ
|  | $0 |
| 10-04292 | 07/05/2012 | Claimant(s): Jonathan Underkofler
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Cary L. Weissman, Charles R. Berry, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | |
| 11-00717 | 04/20/2012 | Claimant(s): Joseph Sleiman
Claimant Lawyers(s): Eric M Rolinson
Respondent(s): John Mclaughlin, Morgan Keegan & Company.
Respondent Lawyers(s): Lee H. Zell
Arbitrator(s): Cary L. Weissman, Robert S. Mautner, Larry J. Craddock
Hearing Site: Orlando, FL
| | $0 |
| 08-00186 | 04/02/2009 | Claimant(s): Ronald Locke, Saundra Locke
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Alex Borukhov, Scott Shapiro
Respondent Lawyers(s): Alex Borukhov, Scott A. Shapiro
Arbitrator(s): Cary L. Weissman, S. Jeffrey Minker, Albert Sterman
Hearing Site: Phoenix, AZ
| | $152,000 |
