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FINRA Awards for E*Trade Securities LLC

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Displaying 10 out of 281 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0059811/07/2024Claimant(s): Arkadiusz Ploski
Claimant Lawyers(s): Arkadiusz Ploski
Respondent(s): Morgan Stanley & Co., E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$3,768
23-0043111/04/2024Claimant(s): Douglas Collins, Marie Collins
Claimant Lawyers(s): Noam Greenspan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Daniel R. Korb Jr.
Arbitrator(s): Anna M. Fanelli, Edward Carrasco, Kevin Kanesaka
Hearing Site: New York, NY
Checkmark Icon$0
24-0044910/28/2024Claimant(s): Anthony Vitale
Claimant Lawyers(s): Anthony Vitale
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Alan D. Romero
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$270
24-0094709/09/2024Claimant(s): Chiara Yi
Claimant Lawyers(s): Chiara Yi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kevin Kanesaka
Hearing Site: Jersey City, NJ
Checkmark Icon$300
23-0157709/05/2024Claimant(s): Lester Berman
Claimant Lawyers(s): John Owen Murrin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Erik R. Siering, Jeffrey L. Malek, Randall William Clow
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0310306/27/2024Claimant(s): Jamar Evans
Claimant Lawyers(s): Jamar Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
Checkmark Icon$0
23-0107903/21/2024Claimant(s): Blake Schultz
Claimant Lawyers(s): L. Lars Hulsebus
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mark A. Frankel, Peter F. Alepra, Colby L. Rhodd
Hearing Site: Des Moines, IA
Checkmark Icon$0
22-0238103/12/2024Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci
Claimant Lawyers(s): David J. Freniere
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark IconExpungement
23-0221903/06/2024Claimant(s): Viktoria Zhilkina
Claimant Lawyers(s): Viktoria Zhilkina
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$1,500
23-0310603/01/2024Claimant(s): Robin Wright
Claimant Lawyers(s): Todd Green
Respondent(s): Morgan Stanley, E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark Icon$0

281 Results

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