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FINRA Awards for Ivan W. Harper

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0238103/12/2024Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci
Claimant Lawyers(s): David J. Freniere
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark IconExpungement
20-0060807/21/2023Claimant(s): Amy Johnson
Claimant Lawyers(s): Elizabeth W. Swedock
Respondent(s): James Henry, Richard Lukaj, The Bank Street Group LLC
Respondent Lawyers(s): David S. Monastersky
Arbitrator(s): Walter D Goldsmith, Ivan W. Harper, Noah Jonathan Hanft
Hearing Site: New York, NY

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