| 17-00040 | 10/16/2017 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 16-01659 | 06/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Rietz
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Cary L. Weissman, Richard Marc Weinroth, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 14-01542 | 02/19/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Fairfield
Respondent Lawyers(s): Albert G. Ayre
Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow
Hearing Site: Phoenix, AZ
| | |
| 10-03416 | 02/14/2012 | Claimant(s): Dianne Dingolo, Robert Dingolo
Claimant Lawyers(s): R. Alan Fryer
Respondent(s): Wells Fargo Advisors, Robert Maiocco
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Sandor I. Rabkin, Thomas J. Nash, Thomas P. Bowman
Hearing Site: Boston, MA
|  | $370,880 |
| 10-05371 | 11/09/2011 | Claimant(s): Judith Schmitt
Claimant Lawyers(s): Christopher McHallam
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Arthur J. Giacomarra, William I. Carmen, Susan Largay
Hearing Site: Boston, MA
| | $0 |
| 09-04887 | 07/23/2010 | Claimant(s): James Shuel
Claimant Lawyers(s): Thomas H Tucker
Respondent(s): Wachovia Securities, Michael Ceccon
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Richard J. Grahn, B. John Dill, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $39,000 |
| 06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA
Claimant Lawyers(s): Brendan R. Donovan
Respondent(s): Richard Patterson, Lehman Brothers Inc
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
