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FINRA Awards for Lehman Brothers Inc

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149207/11/2024Claimant(s): David Price
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeff Margolin
Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper
Hearing Site: Portland, OR
24-0003906/18/2024Claimant(s): Luca Laino
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0149305/17/2024Claimant(s): Glen Strauss
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
23-0148904/05/2024Claimant(s): Maurice Acriche
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0143704/05/2024Claimant(s): Ellice Papp
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
23-0149103/29/2024Claimant(s): Michael Rice
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
20-0246704/15/2021Claimant(s): Martin Shafiroff
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Thomas E. Hommel
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
20-0246204/09/2021Claimant(s): Ahmiel Baum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeffrey S. Margolin
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
20-0246003/25/2021Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E.F. Hutton & Company., Lehman Brothers Inc
Respondent Lawyers(s): Edward Turan, Thomas E. Hommel
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
20-0246503/24/2021Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Thomas E. Hommel
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY

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