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FINRA Awards for Jordan Waring

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0246503/24/2021Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Thomas E. Hommel
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
19-0138103/03/2020Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gruntal & Co., L.L.C.
Respondent Lawyers(s): Gruntal & Co., L.L.C. Registered Agent
Arbitrator(s): Elena G. Rodriguez
Hearing Site: New York, NY

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