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FINRA Awards for Gruntal & Co.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0269609/08/2023Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
19-0138103/03/2020Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gruntal & Co., L.L.C.
Respondent Lawyers(s): Gruntal & Co., L.L.C. Registered Agent
Arbitrator(s): Elena G. Rodriguez
Hearing Site: New York, NY

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