| 22-02696 | 09/08/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 16-00652 | 05/04/2017 | Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
|  | Dismissed by Rule 12504 |
| 12-02895 | 05/30/2014 | Claimant(s): Melvin Shapiro and Linda Shapiro
Claimant Lawyers(s): Jospeh A. Sack
Respondent(s): Brian Kaplan, Erik Fiebert, Deutsche Bank Alex.Brown
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Christina Kallas, Arthur M. Handler, Brooks White
Hearing Site: New York, NY
| | Expungement |
| 09-05107 | 03/15/2011 | Claimant(s): David Ferraro
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Deutsche Bank Securities., Gregory Planck
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Sidney L. Sussman, Lynne T. Albert, John H. Griffing
Hearing Site: Charlotte, NC
| | Expungement |
| 09-07082 | 02/02/2011 | Claimant(s): Juliana Attwood
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Anna M. Fanelli, Donald Raymond McNally, John D. Nagy
Hearing Site: New York, NY
| | |
| 08-03654 | 10/27/2009 | Claimant(s): Billy and Sharon Powell, Robert and Helen Perkins
Claimant Lawyers(s): Brian N. Smiley, Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James Francis Donovan
Hearing Site: Birmingham, AL
| | $222,053 |
