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FINRA Awards for Longship Alternative Asset Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0065205/04/2017Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12504

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