16-00652 | 05/04/2017 | Claimant(s): Gary Masi Claimant Lawyers(s): Adam Gana Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc. Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner Hearing Site: Hartford, CT
| | Dismissed by Rule 12504 |
16-00730 | 10/05/2016 | Claimant(s): Glenn Haberfield, John O'connell Claimant Lawyers(s): Pearl Zuchlewski Respondent(s): Tradition Asiel Securities Inc. Respondent Lawyers(s): Chaim A. Levin Arbitrator(s): Sandra D. Parker Hearing Site: New York, NY
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12-04263 | 02/12/2014 | Claimant(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc. Claimant Lawyers(s): Ernest Edward Badway Respondent(s): Mischler Financial Group. Respondent Lawyers(s): Sylvia Scott Arbitrator(s): Charles L. Henderson, Robert I. Adler, Lisa Lograno Hearing Site: New York, NY
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11-04523 | 01/25/2013 | Claimant(s): Brendan Sheehan Claimant Lawyers(s): Vincent E. Bauer Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc. Respondent Lawyers(s): Chaim A. Levin Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers Hearing Site: New York, NY
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